COMPASS Pathways plc — AGM Information 2021

May 24, 2021

6-K 1 compass-form6xkannualmeeti.htm 6-K html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk Copyright 2021 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

For the month of May 2021

Commission File Number: 001-39522

COMPASS PATHWAYS PLC

(Translation of registrant’s name into English)

COMPASS Pathways plc

3rd Floor

1 Ashley Road

Altrincham

Cheshire WA14 2DT

United Kingdom

Tel: +1 (646) 905-3974

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

COMPASS Pathways plc

Enclosed hereto are copies of the following items in connection with COMPASS Pathways plc’s Annual General Meeting that will be held at Goodwin Procter (UK) LLP, 100 Cheapside, London EC2V 6DY on June 22, 2021 at 4:00 p.m. (UK time).

The information contained in this Form 6-K, including Exhibits 99.1, 99.2, 99.3, 99.4 and 99.5 is intended to be furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “ Exchange Act ”), or otherwise subject to the liabilities of that section. It may only be incorporated by reference in another filing under the Exchange Act or the Securities Act of 1933, as amended, if such subsequent filing specifically references the information furnished pursuant to this Form 6-K.

EXHIBIT INDEX

Exhibit	Description
99.1	Notice of Annual General Meeting
99.2	Form of Proxy for holders of American Depositary Shares
99.3	Form of Proxy for holders of Restricted American Depositary Shares
99.4	Depositary’s Notice of Annual General Meeting for holders of American Depositary Shares
99.5	Depositary's Notice of Annual General Meeting for holders of Restricted American Depositary Shares

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

COMPASS PATHWAYS PLC — By:	/s/ Piers Morgan
Name: Title:	Piers Morgan Chief Financial Officer