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Compass, Inc. — Director's Dealing 2026
Feb 6, 2026
31091_dirs_2026-02-06_55fbdb49-0e8d-405c-9caf-3a044c9fdbfb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2026-02-04
Reporting Person: Reffkin Robert L. (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2026-02-04 | Class A Common Stock | M | 1154593 | — | Acquired | 1154593 | Direct |
| 2026-02-04 | Class A Common Stock | F | 638797 | $11.98 | Disposed | 515796 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2026-02-04 | Restricted Stock Unit (RSU) | $ | M | 814627 | Disposed | Class A Common Stock (814627) | Direct | |
| 2026-02-04 | Restricted Stock Unit (RSU) | $ | M | 339966 | Disposed | Class A Common Stock (339966) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 7828116 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.
F4: The RSUs vest as to 25% of the total shares on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F5: The RSUs vest as to 25% of the total shares on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.