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Compass, Inc. — Director's Dealing 2025
Feb 21, 2025
31091_dirs_2025-02-21_00ed2708-7207-4b7a-a692-e3ac6bbfd6e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2025-02-19
Reporting Person: Thomas-Graham Pamela (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-02-19 | Class A Common Stock | M | 26872 | $6.44 | Acquired | 129673 | Direct |
| 2025-02-19 | Class A Common Stock | S | 35683 | $9.0015 | Disposed | 93990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-02-19 | Stock Option (right to buy Class A Common Stock) | $6.44 | M | 26872 | Disposed | 2030-07-08 | Class A Common Stock (26872) | Direct |
Footnotes
F1: Automatic stock option exercise by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024
F2: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The option vests as to 2.0833% of the total shares monthly, beginning on March 1, 2020, with 100% of the total shares vested and exercisable on March 1, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.