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Compass, Inc. — Director's Dealing 2025
Oct 6, 2025
31091_dirs_2025-10-06_8e6a23b2-01e3-422c-af72-936130370107.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2025-10-03
Reporting Person: Serwin Bradley K (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-10-03 | Class A Common Stock | M | 87832 | — | Acquired | 360997 | Direct |
| 2025-10-03 | Class A Common Stock | F | 44604 | $7.83 | Disposed | 316393 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-10-03 | Restricted Stock Unit (RSU) | $ | M | 14758 | Disposed | Class A Common Stock (14758) | Direct | |
| 2025-10-03 | Restricted Stock Unit (RSU) | $ | M | 27482 | Disposed | Class A Common Stock (27482) | Direct | |
| 2025-10-03 | Restricted Stock Unit (RSU) | $ | M | 33786 | Disposed | Class A Common Stock (33786) | Direct | |
| 2025-10-03 | Restricted Stock Unit (RSU) | $ | M | 11806 | Disposed | Class A Common Stock (11806) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
F4: The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date.