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Compass, Inc. — Director's Dealing 2024
Jul 5, 2024
31091_dirs_2024-07-05_0e26fe02-6ab9-4e26-b566-405e56bcadad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2024-07-03
Reporting Person: Wahlers Scott R. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-03 | Class A Common Stock | M | 93967 | — | Acquired | 534144 | Direct |
| 2024-07-03 | Class A Common Stock | F | 47971 | $3.51 | Disposed | 486173 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-03 | Restricted Stock Unit (RSU) | $ | M | 2700 | Disposed | Class A Common Stock (2700) | Direct | |
| 2024-07-03 | Restricted Stock Unit (RSU) | $ | M | 91267 | Disposed | Class A Common Stock (91267) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4: The RSU award vests as to 25% of the total shares on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.