Compass, Inc. — Director's Dealing 2024

Aug 28, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2024-08-23

Reporting Person: Reffkin Robert L. (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-08-23	Class A Common Stock	S	814302	$4.9128	Disposed	0	Direct
2024-08-26	Class A Common Stock	A	1000000	—	Acquired	1000000	Direct
2024-08-26	Class A Common Stock	S	55698	$5.9065	Disposed	944302	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-08-26	Class C Common Stock	$	D	1000000	Disposed		Class A Common Stock (1000000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	7828116	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Class C Common Stock	$		Class A Common Stock (4125000)	4125000	Indirect

Footnotes

F1: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.90 to $4.96 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents the conversion by the Reporting Person of Class C Common Stock for Class A Common Stock.

F4: Class C Common Stock is convertible to Class A Common Stock on a one-to-one basis at any time.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.90 to $5.915 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F6: Represents (i) 4,148,000 shares of Class A Common Stock owned by the 2021 Reffkin Remainder Interest Trust, (ii) 3,190,870 shares of Class A Common Stock owned by the Reffkin Investment II Corp, (iii) 411,111 shares of Class A Common Stock owned by The Ruth Reffkin Family Trust and (iv) 78,135 shares of Class A Common Stock owned by the Reffkin 2022 Family Trust.

F7: Shares owned by Reffkin Investment I Corp. The Robert Lee Reffkin Revocable Trust is the sole and controlling shareholder of Reffkin Investment I Corp.