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Compass, Inc. — Director's Dealing 2023
May 4, 2023
31091_dirs_2023-05-04_a225c427-d810-4ce2-9c30-c84076100e04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2023-05-02
Reporting Person: Wahlers Scott R. (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-02 | Class A Common Stock | M | 3380 | — | Acquired | 206322 | Direct |
| 2023-05-02 | Class A Common Stock | F | 1727 | $2.20 | Disposed | 204595 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-02 | Restricted Stock Unit (RSU) | $ | M | 680 | Disposed | Class A Common Stock (680.0) | Direct | |
| 2023-05-02 | Restricted Stock Unit (RSU) | $ | M | 2700 | Disposed | Class A Common Stock (2700.0) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to 2.0833% of the total shares monthly, beginning on February 10, 2020, with 100% of the total shares vested on January 25, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4: The RSUs vest as to 16,200 shares on April 15, 2021 and 2.0833% of the total shares monthly, with 100% of the total shares vested and exercisable on October 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.