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Compass, Inc. — Director's Dealing 2023
Jun 5, 2023
31091_dirs_2023-06-05_95e507f6-8505-4a5a-ac95-5be10e93d290.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2023-06-01
Reporting Person: Sordello Steven J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-05 | Class A Common Stock | M | 2433 | — | Acquired | 26960 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-01 | Restricted Stock Unit (RSU) | $ | A | 58746 | Acquired | Class A Common Stock (58746) | Direct | |
| 2023-06-01 | Restricted Stock Unit (RSU) | $ | A | 17567 | Acquired | Class A Common Stock (17567) | Direct | |
| 2023-06-05 | Restricted Stock Unit (RSU) | $ | M | 2433 | Disposed | Class A Common Stock (2433) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: These RSUs shall vest 100% on the earlier of (i) the date of the next annual meeting of the Company's stockholders and (ii) June 1, 2024.
F3: The RSUs shall vest as to 25% of the total shares on each of September 1, 2023, December 1, 2023, March 1, 2024, and June 1, 2024; and if not fully vested, will vest in full on the date of the next annual meeting of the Company's stockholders.
F4: The RSUs vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual stockholders meeting.