Compass, Inc. — Director's Dealing 2023

Jun 7, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2023-06-05

Reporting Person: Hart Gregory M. (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-05	Class A Common Stock	M	53627	—	Acquired	672740	Direct
2023-06-05	Class A Common Stock	F	13059	$3.84	Disposed	659681	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-05	Restricted Stock Unit (RSU)	$	M	17280	Disposed		Class A Common Stock (17280)	Direct
2023-06-05	Restricted Stock Unit (RSU)	$	M	36347	Disposed		Class A Common Stock (36347)	Direct

Footnotes

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.

F4: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.