Compass, Inc. — Director's Dealing 2023

Dec 6, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2023-12-01

Reporting Person: Hart Gregory M. (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-01	Class A Common Stock	S	24604	$2.3916	Disposed	872199	Direct
2023-12-05	Class A Common Stock	M	17280	—	Acquired	889479	Direct
2023-12-05	Class A Common Stock	F	6800	$2.56	Disposed	882679	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-05	Restricted Stock Unit (RSU)	$	M	17280	Disposed		Class A Common Stock (17280)	Direct

Footnotes

F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 12, 2023.

F2: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $2.16 to $2.48 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F4: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F5: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.