AI assistant
Compass, Inc. — Director's Dealing 2022
Jun 6, 2022
31091_dirs_2022-06-06_75b29d63-19fd-4678-8b95-0a24e62d95ff.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2022-06-02
Reporting Person: McCarter Josh N. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-03 | Class A Common Stock | M | 2630 | — | Acquired | 2630 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-06-02 | Restricted Stock Unit (RSU) | $ | A | 40394 | Acquired | Class A Common Stock (40394.0) | Direct | |
| 2022-06-02 | Restricted Stock Unit (RSU) | $ | A | 8215 | Acquired | Class A Common Stock (8215.0) | Direct | |
| 2022-06-03 | Restricted Stock Unit (RSU) | $ | M | 392 | Disposed | Class A Common Stock (392.0) | Direct | |
| 2022-06-03 | Restricted Stock Unit (RSU) | $ | M | 2238 | Disposed | Class A Common Stock (2238.0) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: The RSUs shall vest as to 100% on the earlier of (i) the date of the next annual meeting of the Issuer's stockholders and (ii) June 2, 2023. The RSU award was granted on June 2, 2022.
F3: The RSUs shall vest as to 24.83% on August 1, 2022, 25.05% on November 1, 2022, 25.06% on February 1, 2023, and 25.06% on May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders. The RSU award was granted on June 2, 2022.
F4: The RSUs are fully vested. The RSU award was granted on May 23, 2022.