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Compass, Inc. — Director's Dealing 2022
Jul 8, 2022
31091_dirs_2022-07-08_3b3b1a19-fcc5-4a92-b594-33ffeb28e624.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2022-07-06
Reporting Person: Wilkie Danielle J. (President, Customer Success)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-07-06 | Class A Common Stock | M | 1986 | — | Acquired | 28028 | Direct |
| 2022-07-06 | Class A Common Stock | F | 575 | $4.38 | Disposed | 27453 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-07-06 | Restricted Stock Unit (RSU) | $ | M | 1560 | Disposed | Class A Common Stock (1560.0) | Direct | |
| 2022-07-06 | Restricted Stock Unit (RSU) | $ | M | 426 | Disposed | Class A Common Stock (426.0) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022.