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Compass, Inc. — Director's Dealing 2022
Aug 5, 2022
31091_dirs_2022-08-05_2e4d4d34-c93e-4c0a-b456-893a29719bf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2022-08-03
Reporting Person: Singh Priyanka (Chief People Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-03 | Class A Common Stock | M | 5050 | — | Acquired | 44688 | Direct |
| 2022-08-03 | Class A Common Stock | F | 1821 | $3.97 | Disposed | 42867 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-08-03 | Restricted Stock Unit (RSU) | $ | M | 2360 | Disposed | Class A Common Stock (2360.0) | Direct | |
| 2022-08-03 | Restricted Stock Unit (RSU) | $ | M | 2690 | Disposed | Class A Common Stock (2690.0) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to 25% of the total shares on February 15, 2022 and 2.0833% monthly thereafter, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSU award was granted on March 5, 2021.
F4: The RSUs vest as to 12.5% of the total shares on January 15, 2022 and 6.25% quarterly thereafter, with 100% of the total shares vested on July 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date.The RSU award was granted on December 29, 2021.