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Compass, Inc. — Director's Dealing 2022
Aug 20, 2022
31091_dirs_2022-08-19_bad832e1-5e9c-4829-8512-343f20d01a2f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2022-08-17
Reporting Person: Sirosh Joseph (Chief Technology Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-08-17 | Class A Common Stock | S | 71881 | $4.03 | Disposed | 479137 | Direct |
| 2022-08-18 | Class A Common Stock | S | 71880 | $4.04 | Disposed | 407257 | Direct |
| 2022-08-19 | Class A Common Stock | S | 78702 | $3.66 | Disposed | 328555 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 50 | Indirect |
Footnotes
F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.88 to $4.30 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.86 to $4.11 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.81 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Represents 50 shares of Class A Common Stock held by Mr. Sirosh's son, who currently resides in Mr. Sirosh's household.