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Compass, Inc. — Director's Dealing 2022
Sep 8, 2022
31091_dirs_2022-09-08_3751e314-c1ea-449a-8d02-8ceb0323fc8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2022-09-06
Reporting Person: Martell Frank (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-06 | Class A Common Stock | M | 2900 | — | Acquired | 17794 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-06 | Restricted Stock Unit (RSU) | $ | M | 2900 | Disposed | Class A Common Stock (2900.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 30000 | Indirect |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: As trustee, Mr. Martell has voting and investment power over the assets of the Frank D. and Donna M. Martell Family Trust, Est. 8/17/20
F3: The RSUs shall vest as to 25% of the total shares on each of August 1, 2022, November 1, 2022, February 1, 2023, and May 1, 2023; and if not fully vested, will vest in full on the date of the next annual meeting of the Issuer's stockholders.
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