Compass, Inc. — Director's Dealing 2022

Dec 8, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2022-12-05

Reporting Person: Wilkie Danielle J. (President, Customer Success)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-05	Class A Common Stock	M	1570	—	Acquired	2174	Direct
2022-12-05	Class A Common Stock	F	454	$2.91	Disposed	1720	Direct
2022-12-05	Class A Common Stock	S	1116	$2.6703	Disposed	604	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-05	Restricted Stock Unit (RSU)	$	M	1570	Disposed		Class A Common Stock (1570.0)	Direct

Footnotes

F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.

F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.

F3: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the reporting person on May 27, 2022.

F4: The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.71 per share, inclusive. The reporting person undertakes to provide to Compass, Inc., any security holder of Compass, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F5: The RSUs vest as to 2.0833% of the total shares monthly, beginning on November 15, 2020, with 100% of the total shares vested on November 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.