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Compass, Inc. — Director's Dealing 2022
Dec 8, 2022
31091_dirs_2022-12-07_922b0904-2050-4d9c-a6ad-4a3526ca7628.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass, Inc. (COMP)
CIK: 0001563190
Period of Report: 2022-12-05
Reporting Person: Hart Gregory M. (Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-05 | Class A Common Stock | M | 53626 | — | Acquired | 473717 | Direct |
| 2022-12-05 | Class A Common Stock | F | 21103 | $2.91 | Disposed | 452614 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-05 | Restricted Stock Unit (RSU) | $ | M | 17280 | Disposed | Class A Common Stock (17280.0) | Direct | |
| 2022-12-05 | Restricted Stock Unit (RSU) | $ | M | 36346 | Disposed | Class A Common Stock (36346.0) | Direct |
Footnotes
F1: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3: The RSUs vest as to 20% of the total shares on April 13, 2021 and 1.667% monthly thereafter, with 100% of the shares vested on April 13, 2025, subject to continued service through each vesting date.
F4: The RSUs vest as to 25% of the shares on August 15, 2022 and quarterly thereafter, with 100% of the shares vested on May 15, 2023, subject to the reporting person's continuous service on each vesting date.