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Compass Diversified Holdings Director's Dealing 2019

Jan 7, 2019

32830_dirs_2019-01-07_9798633a-218d-430b-8dcc-0129d71728f4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Compass Diversified Holdings (CODI)
CIK: 0001345126
Period of Report: 2019-01-03

Reporting Person: BURNS GORDON M (See Remark (a))

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-01-03 Common Shares P 7473 $13.3086 Acquired 56090 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 49280 Indirect
Common Shares 12987 Indirect
Common Shares 12824 Indirect
Common Shares 90000 Indirect
Common Shares 6195 Indirect
Series B Preferred 10250 Indirect

Footnotes

F1: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.98 to $13.46, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.

F3: Shares beneficially owned by the Reporting Person through the Talley Burns Executor Trust.

F4: Shares beneficially owned by the Reporting Person through the Peter Burns Executor Trust.

F5: Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.

F6: Shares beneficially owned by the Reporting Person through the Burns Family Trust.

F7: Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying trust preferred interest of the Company held by the Trust.