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Compass Diversified Holdings — Director's Dealing 2019
Nov 14, 2019
32830_dirs_2019-11-13_7fc5189c-2f0b-4122-b8cf-2ec4aee39112.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass Diversified Holdings (CODI)
CIK: 0001345126
Period of Report: 2019-11-11
Reporting Person: SABO ELIAS (See Remarks (a))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-11 | Common Shares | P | 17934 | $22.2428 | Acquired | 72934 | Indirect |
| 2019-11-12 | Common Shares | P | 18333 | $22.71 | Acquired | 91267 | Indirect |
| 2019-11-13 | Common Shares | P | 9860 | $21.7485 | Acquired | 101127 | Indirect |
| 2019-11-13 | Common Shares | P | 8474 | $22.3258 | Acquired | 109601 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 585549 | Direct |
Footnotes
F1: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.
F2: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 7, 2019.
F3: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.98 to $22.43, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F4: Shares held by Compass Group Management LLC ("CGM"), as to which Reporting Person is the managing and controlling member of CGM. Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
F5: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.32 to $22.88, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F6: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.13 to $22.12, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F7: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.13 to $22.65, inclusive. Full information regarding the number of shares purchased at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.