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Compass Diversified Holdings — Director's Dealing 2019
Dec 13, 2019
32830_dirs_2019-12-13_cff588e1-5855-4a5f-9602-4726fbca54f0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass Diversified Holdings (CODI)
CIK: 0001345126
Period of Report: 2019-12-11
Reporting Person: BURNS GORDON M (See Remark (a))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-12-11 | Common Shares | S | 99471 | $24.4475 | Disposed | 23617 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 7473 | Direct |
| Series B Preferred | 10250 | Indirect |
Footnotes
F1: Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.33 to $24.58, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F3: 48,617 shares inadvertently reported as directly owned are now being reported as indirectly owned through the Gordon M. Burns 2009 Revocable Trust.
F4: Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
F5: Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying trust preferred interest of the Company held by the Trust.