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Compass Diversified Holdings — Director's Dealing 2009
Sep 21, 2009
32830_dirs_2009-09-21_136fadcb-b8ce-4d72-8fcd-9eaa77df48e3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Compass Diversified Holdings (CODI)
CIK: 0001345126
Period of Report: 2009-09-18
Reporting Person: DAY C SEAN (See Remarks (a))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-18 | Shares | J | 213166 | $0.00 | Acquired | 217696 | Direct |
| 2009-09-18 | Shares | J | 213166 | $0.00 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Shares | 7000 | Indirect |
| Shares | 298758 | Indirect |
Footnotes
F1: Each Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one trust interest of Compass Group Diversified Holdings LLC held by the Trust.
F2: On September 18, 2009, 213,166 shares held in the Christopher Sean Day 2007 Grantor Retained Annuity Trust No. 1 were transferred out of the account and registered in the name of the reporting person. Therefore, the reporting person now has direct beneficial ownership of the shares.
F3: Shares beneficially owned by the Reporting Person through the Christopher Sean Day 2007 Grantor Retained Annuity Trust No. 1.
F4: Shares beneficially owned by the Reporting Person through the Day Family 2007 Irrevocable Trust.
F5: Shares beneficially owned by the Reporting Person through the Christopher Sean Day 2009 GRAT #1.