Major Shareholding Notification • Dec 2, 2021
Major Shareholding Notification
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Report date: 02/12/2021
Name of the issuing entity: COMPA S.A. Social headquarters: Sibiu, No 8, Henri Coandă Street, Postal code 550234, Sibiu County Phone/fax number: +40269 237878/ +40269 212204 VAT no: RO 788767 European unique identifier ("EUID"): ROONRC.J32 / 129 / 1991 Subscribed and paid share capital: 21.882.103,8 RON Regulated Market on which the issued Bucharest Stock Exchange, Standard Category, symbol CMP LEI Code: 315700EXV87GJDVUUA14
Listing of important events that have occurred in connection with the company and may have, currently have or will have a significant impact on the price of securities or on securities holders. Such important events, without limitation, are:
We would like to inform you that on 26/11/2021 I received from the Privately Administered Pension Fund VITAL (administered by Aegon Pensii - Private Pension Fund Management Company SA) an e-mail which was registered on 02/12/2021, by bringing to the attention of COMPA SA that following the transactions of 24/11/2021, in accordance with the provisions of art. 71, 72, 74, 75 and 82 of LAW no. 24/2017 on issuers of financial instruments and market operations (republished), the VITAL Privately Administered Pension Fund managed by Aegon Pensii - Private Pension Fund Management Company SA, holds on 24/11/2021 a number of 12,297,347 shares, respectively 5.62% of the voting rights of the issuer COMPA SA
Attached is the report according to Annex 18 of the FSA Regulation no. 5 / 2018.
Chairman & CEO, Vice Chairman, Ioan DEAC Ioan MICLEA
| NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: COMPA S.A. (ISIN: ROCMPSACNOR9) 2. Reason for the notification (please tick the appropriate box or boxes): [X] An acquisition or disposal of voting rights [ ] An acquisition or disposal of financial instruments [ ] An event changing the breakdown of voting rights [ ] Other (please specify)iii: 3. Details of person subject to the notification obligationiv : Name: Aegon Pensii – Societate de Administrare a City and country of registered office (if applicable): Fondurilor de Pensii Private S.A. Florești, jud. Cluj, România 4. Full name of shareholder(s) (if different from 3.)v : Fondul de Pensii Administrat Privat VITAL (administrat de Aegon Pensii – Societate de Administrare a Fondurilor de Pensii Private S.A.) 5. Date of falling bellow, reaching or exceeding the threshold (percentage of vote)vi:: 24/11/2021 6. Total positions of person(s) subject to the notification obligation: % of voting rights % of voting rights through financial Total of both in % Total number of attached instruments (7.A voting to shares (total rights of issuervii (total of 7.B.1 + + 7.B) of 7.A) 7.B.2) Resulting position on the date it fell below, 5,62% 5,62% 218.821.038 exceeded or reached the threshold |
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| Position as of previous | ||||||||
| notification (if applicable) | ||||||||
| 7. Notified details of the resulting situation on the date when it was exceeded, fell below or reached the | ||||||||
| thresholdviii | ||||||||
| A: Voting rights attached to shares: | ||||||||
| Number of voting rightsix % of voting rights Class/type of |
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| Direct shares Direct Indirect Indirect |
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| (Art 71 par. (1)- ISIN code, (Art 71 par. (1)-(3) (Art 72 Law no. (Art 72 Law no. |
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| (3) as appropriate Law no. 24/2017) 24/2017) 24/2017) |
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| Law no. 24/2017) | ||||||||
| ROCMPSACNOR9 12.297.347 5,62% |
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| SUBTOTAL A 12.297.347 5,62% |
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| B 1: Financial Instruments according to art. 75 par. (1) lit. (a) of Law no. 24/2017 | ||||||||
| Number of voting rights |
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| Expiration Exercise/ that may be |
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| Type of financial instrument date (maturity Conversion acquired if the % of voting rights |
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| date)x x Period^ instrument is |
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| exercised/ | ||||||||
| converted. | ||||||||
| SUBTOTAL B.1 |
| Type of financial instrument |
Expiration date (maturity date)x |
Exercise/ Conversion x Period^ |
Physical or cash settlementxii |
Number of voting rights |
% of voting rights |
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|---|---|---|---|---|---|---|---|---|
| SUBTOTAL B.2 | ||||||||
| 8. Information in relation to the person subject to the notification obligation (please tick the applicable box): [ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any entity (entities) that directly or indirectly has exposure to the issuer of the underlying shares.xiii [X] Full chain of controlled people by virtue of which they actually hold voting rights and / or financial instruments, starting with the individual or the ultimate legal entity that controls themxiv: Namexv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
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| Aegon Pensii – Societate de Administrare a Fondurilor de Pensii Private S.A. |
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| Fondul de Pensii Administrat Privat VITAL | 5,62% | 5,62% | ||||||
| Fondul de Pensii Facultative Aegon Esențial | ||||||||
| 9. In case of voting by a representative: [name / trustee's name] will cease to hold [% and number] voting rights as of [date] |
Cluj – Napoca, as of 26.11.2021
Marius Octavian Ratiu CEO, Aegon Pensii Societate de Aministrare a Fondurilor de Pensii Private SA ____________________________
Digitally signed by RATIU OCTAVIAN-MARIUS Date: 2021.11.26 11:51:04 +02'00'
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