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Compa S. A.

Major Shareholding Notification Dec 2, 2021

2308_mrq_2021-12-02_34521317-7789-4532-b098-b2978d54d9e7.pdf

Major Shareholding Notification

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TO:

BUCHAREST STOCK EXCHANGE FINANCIAL SUPERVISORY AUTHORITY

CURRENT REPORT According to FSA Regulation no. 5/2018 (Annex 12) regarding the issuers of financial instruments and market operation

Report date: 02/12/2021

Name of the issuing entity: COMPA S.A. Social headquarters: Sibiu, No 8, Henri Coandă Street, Postal code 550234, Sibiu County Phone/fax number: +40269 237878/ +40269 212204 VAT no: RO 788767 European unique identifier ("EUID"): ROONRC.J32 / 129 / 1991 Subscribed and paid share capital: 21.882.103,8 RON Regulated Market on which the issued Bucharest Stock Exchange, Standard Category, symbol CMP LEI Code: 315700EXV87GJDVUUA14

IMPORTANT EVENTS TO BE REPORTED:

Listing of important events that have occurred in connection with the company and may have, currently have or will have a significant impact on the price of securities or on securities holders. Such important events, without limitation, are:

Reporting holdings over 5%

We would like to inform you that on 26/11/2021 I received from the Privately Administered Pension Fund VITAL (administered by Aegon Pensii - Private Pension Fund Management Company SA) an e-mail which was registered on 02/12/2021, by bringing to the attention of COMPA SA that following the transactions of 24/11/2021, in accordance with the provisions of art. 71, 72, 74, 75 and 82 of LAW no. 24/2017 on issuers of financial instruments and market operations (republished), the VITAL Privately Administered Pension Fund managed by Aegon Pensii - Private Pension Fund Management Company SA, holds on 24/11/2021 a number of 12,297,347 shares, respectively 5.62% of the voting rights of the issuer COMPA SA

Attached is the report according to Annex 18 of the FSA Regulation no. 5 / 2018.

Chairman & CEO, Vice Chairman, Ioan DEAC Ioan MICLEA

Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the competent authority)i
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:
COMPA S.A. (ISIN: ROCMPSACNOR9)
2. Reason for the notification (please tick the appropriate box or boxes):
[X] An acquisition or disposal of voting rights
[ ] An acquisition or disposal of financial instruments
[ ] An event changing the breakdown of voting rights
[ ] Other (please specify)iii:
3. Details of person subject to the notification obligationiv :
Name:
Aegon Pensii – Societate de Administrare a
City and country of registered office (if applicable):
Fondurilor de Pensii Private S.A.
Florești, jud. Cluj, România
4. Full name of shareholder(s) (if different from 3.)v
:
Fondul de Pensii Administrat Privat VITAL (administrat de Aegon Pensii – Societate de Administrare
a Fondurilor de Pensii Private S.A.)
5. Date of falling bellow, reaching or exceeding the threshold (percentage of vote)vi::
24/11/2021
6. Total positions of person(s) subject to the notification obligation:
% of voting rights
% of voting rights
through financial
Total of both in %
Total number of
attached
instruments
(7.A
voting
to shares (total
rights of issuervii
(total of 7.B.1 +
+ 7.B)
of 7.A)
7.B.2)
Resulting position on
the date it fell below,
5,62%
5,62%
218.821.038
exceeded or reached
the threshold
Position as of previous
notification (if applicable)
7. Notified details of the resulting situation on the date when it was exceeded, fell below or reached the
thresholdviii
A: Voting rights attached to shares:
Number of voting rightsix
% of voting rights
Class/type of
Direct
shares
Direct
Indirect
Indirect
(Art 71 par. (1)-
ISIN code,
(Art 71 par. (1)-(3)
(Art 72 Law no.
(Art 72 Law no.
(3)
as appropriate
Law no. 24/2017)
24/2017)
24/2017)
Law no. 24/2017)
ROCMPSACNOR9
12.297.347
5,62%
SUBTOTAL A
12.297.347
5,62%
B 1: Financial Instruments according to art. 75 par. (1) lit. (a) of Law no. 24/2017
Number of voting
rights
Expiration
Exercise/
that may be
Type of financial instrument
date (maturity
Conversion
acquired if the
% of voting rights
date)x
x
Period^
instrument is
exercised/
converted.
SUBTOTAL B.1
Type of financial
instrument
Expiration
date
(maturity
date)x
Exercise/
Conversion
x
Period^
Physical or
cash
settlementxii
Number of
voting
rights
% of voting
rights
SUBTOTAL B.2
8. Information in relation to the person subject to the notification obligation (please tick the applicable box):
[ ] Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any entity (entities) that directly or indirectly has exposure to the issuer of the underlying shares.xiii
[X] Full chain of controlled people by virtue of which they actually hold voting rights and / or financial
instruments, starting with the individual or the ultimate legal entity that controls themxiv:
Namexv
% of voting rights
if it
equals or is
higher than
the notifiable
threshold
% of voting rights
through
financial
instruments if it
equals or is higher
than
the notifiable
threshold
Total of both if it
equals or
is higher than the
notifiable
threshold
Aegon Pensii – Societate de Administrare a
Fondurilor de Pensii Private S.A.
Fondul de Pensii Administrat Privat VITAL 5,62% 5,62%
Fondul de Pensii Facultative Aegon Esențial
9. In case of voting by a representative: [name / trustee's name] will cease to hold [% and number] voting
rights as of [date]
  1. Additional Information^ xv:

Cluj – Napoca, as of 26.11.2021

Marius Octavian Ratiu CEO, Aegon Pensii Societate de Aministrare a Fondurilor de Pensii Private SA ____________________________

Digitally signed by RATIU OCTAVIAN-MARIUS Date: 2021.11.26 11:51:04 +02'00'

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