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COMMVAULT SYSTEMS INC — Director's Dealing 2020
Oct 14, 2020
30698_dirs_2020-10-13_290dccf1-10dd-41d4-b9ff-2c8df7db43eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMVAULT SYSTEMS INC (CVLT)
CIK: 0001169561
Period of Report: 2020-10-08
Reporting Person: CAROLAN BRIAN (VP Finance and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-10-08 | Common Stock | M | 12969 | $26.83 | Acquired | 164720.6051 | Direct |
| 2020-10-08 | Common Stock | S | 12969 | $42.74 | Disposed | 151751.6051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-10-08 | Options to Purchase Common Stock | $26.83 | M | 12969 | Disposed | 2020-10-14 | Common Stock (12969) | Direct |
Footnotes
F1: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.50 and 42.88 inclusive.
F3: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.