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COMMVAULT SYSTEMS INC — Director's Dealing 2018
Jul 27, 2018
30698_dirs_2018-07-27_ca68734e-acf3-401f-8016-b63b06de3d26.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMVAULT SYSTEMS INC (CVLT)
CIK: 0001169561
Period of Report: 2018-07-25
Reporting Person: Miiller Ronald L (SVP, Worldwide Sales)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-25 | Common Stock | M | 44762 | $26.83 | Acquired | 140665.968 | Direct |
| 2018-07-25 | Common Stock | M | 1205 | $38.74 | Acquired | 141870.968 | Direct |
| 2018-07-25 | Common Stock | S | 43392 | $65.52 | Disposed | 98478.968 | Direct |
| 2018-07-25 | Common Stock | S | 2575 | $66.07 | Disposed | 95903.968 | Direct |
| 2018-07-26 | Common Stock | M | 10795 | $38.74 | Acquired | 106698.968 | Direct |
| 2018-07-26 | Common Stock | M | 44759 | $41.55 | Acquired | 151457.968 | Direct |
| 2018-07-26 | Common Stock | S | 55554 | $65.17 | Disposed | 95903.968 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-07-25 | Options to Purchase Common Stock | $26.83 | M | 44762 | Disposed | 2020-10-14 | Common Stock (44762) | Direct |
| 2018-07-25 | Options to Purchase Common Stock | $38.74 | M | 1205 | Disposed | 2021-04-14 | Common Stock (1205) | Direct |
| 2018-07-26 | Options to Purchase Common Stock | $38.74 | M | 10795 | Disposed | 2021-04-14 | Common Stock (10795) | Direct |
| 2018-07-26 | Options to Purchase Common Stock | $41.55 | M | 44759 | Disposed | 2021-10-14 | Common Stock (44759) | Direct |
Footnotes
F1: All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $66.00 inclusive.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.02 to $66.25 inclusive.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.85 inclusive.
F5: The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter.