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COMMUNITY TRUST BANCORP INC /KY/ — Director's Dealing 2017
Jan 25, 2017
32223_dirs_2017-01-25_b2b8bedb-88f2-41c1-ba75-bdbdc9353d79.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY TRUST BANCORP INC /KY/ (CTBI)
CIK: 0000350852
Period of Report: 2016-12-31
Reporting Person: HALE JEAN R (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-31 | Common Stock | J | 1064.7502 | — | Acquired | 21637.9843 | Indirect |
| 2016-12-31 | Common Stock | J | 3326.8824 | — | Acquired | 72467.8659 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 124925.5064 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $25.745 | 2018-01-29 | Common Stock (6875) | 6875 | Direct |
Footnotes
F1: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $34.10-$36.50 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2016.
F2: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $34.10-$36.50 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2016.
F3: Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan)
F4: Option previously reported as covering 6,250 shares @$28.32 per share, adjusted to reflect the 10% stock dividend effective 06/02/14.