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COMMUNITY TRUST BANCORP INC /KY/ — Director's Dealing 2012
Feb 10, 2012
32223_dirs_2012-02-10_0271a49f-6097-481f-a6ef-421c888e71e7.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY TRUST BANCORP INC /KY/ (CTBI)
CIK: 0000350852
Period of Report: 2011-12-31
Reporting Person: Jones David Andrew (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-03 | Common Stock | J | 3.413 | $29.76 | Acquired | 336.413 | Direct |
| 2011-04-01 | Common Stock | J | 3.7178 | $27.6 | Acquired | 2005.1308 | Direct |
| 2011-07-01 | Common Stock | J | 3.6918 | $28.1 | Acquired | 2008.8226 | Direct |
| 2011-10-03 | Common Stock | J | 4.7521 | $22.43 | Acquired | 2013.5747 | Direct |
| 2011-12-31 | Common Stock | J | 430.7374 | — | Acquired | 4716.0692 | Direct |
| 2011-12-31 | Common Stock | J | 174.4041 | — | Acquired | 2311.9692 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $16.717 | 2012-01-29 | Common Stock (166.5) | 166.5 | Direct |
| Option | $16.717 | 2012-01-29 | Common Stock (166.5) | 333 | Direct |
| Option | $16.717 | 2012-01-29 | Common Stock (166.5) | 499.5 | Direct |
| Option | $16.717 | 2012-01-29 | Common Stock (166.5) | 666 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (125) | 791 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (125) | 916 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (125) | 1041 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (125) | 1166 | Direct |
| Option | $29.82 | 2019-01-27 | Common Stock (62.5) | 1228.5 | Direct |
| Option | $29.82 | 2019-01-27 | Common Stock (62.5) | 1291 | Direct |
| Option | $29.82 | 2019-01-27 | Common Stock (62.5) | 1353.5 | Direct |
| Option | $29.82 | 2019-01-27 | Common Stock (62.5) | 1416 | Direct |
| Option | $25.09 | 2020-01-26 | Common Stock (93.75) | 1509.75 | Direct |
| Option | $25.09 | 2020-01-26 | Common Stock (93.75) | 1603.5 | Direct |
| Option | $25.09 | 2020-01-26 | Common Stock (93.75) | 1697.25 | Direct |
| Option | $25.09 | 2020-01-26 | Common Stock (93.75) | 1791 | Direct |
Footnotes
F1: Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares.
F2: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $22.43-$29.76 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2011.
F3: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $22.43-$29.76 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2011.
F4: Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
F5: Option previously reported as covering 125 shares @$22.25 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03 and 12/15/04.
F6: Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).