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COMMUNITY TRUST BANCORP INC /KY/ — Director's Dealing 2012
Feb 13, 2012
32223_dirs_2012-02-13_513ffdfd-736b-4972-92b8-8205e18ba31e.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY TRUST BANCORP INC /KY/ (CTBI)
CIK: 0000350852
Period of Report: 2012-02-13
Reporting Person: SPARKMAN RICKY D (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-03 | Common Stock | J | 48.4059 | $29.76 | Acquired | 4771.5562 | Direct |
| 2011-04-01 | Common Stock | J | 73.7145 | $27.6 | Acquired | 6744.2707 | Direct |
| 2011-07-01 | Common Stock | J | 73.2028 | $28.1 | Acquired | 6817.4735 | Direct |
| 2011-10-03 | Common Stock | J | 94.2229 | $22.43 | Acquired | 6911.6964 | Direct |
| 2011-12-31 | Common Stock | J | 471.478 | — | Acquired | 4128.5982 | Indirect |
| 2011-12-31 | Common Stock | J | 268.9486 | — | Acquired | 3669.4014 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1400 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $19.992 | 2012-10-22 | Common Stock (20120) | 20120 | Direct |
| Option | $20.983 | 2013-01-17 | Common Stock (1286.5) | 21406.5 | Direct |
| Option | $20.983 | 2013-01-17 | Common Stock (1286.5) | 22693 | Direct |
| Option | $27.109 | 2014-01-27 | Common Stock (2750) | 25443 | Direct |
| Option | $30.88 | 2015-01-28 | Common Stock (991) | 26434 | Direct |
| Option | $30.88 | 2015-01-28 | Common Stock (991) | 27425 | Direct |
| Option | $30.88 | 2015-01-28 | Common Stock (991) | 28416 | Direct |
| Option | $30.88 | 2015-01-28 | Common Stock (991) | 29407 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (1001.75) | 30408.75 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (1001.75) | 31410.5 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (1001.75) | 32412.25 | Direct |
| Option | $32.44 | 2016-01-27 | Common Stock (1001.75) | 33414 | Direct |
| Option | $38.95 | 2017-01-23 | Common Stock (1123.25) | 34537.25 | Direct |
| Option | $38.95 | 2017-01-23 | Common Stock (1123.25) | 35660.5 | Direct |
| Option | $38.95 | 2017-01-23 | Common Stock (1123.25) | 36783.75 | Direct |
| Option | $38.95 | 2017-01-23 | Common Stock (1123.25) | 37907 | Direct |
| Option | $28.32 | 2018-01-29 | Common Stock (3750) | 41657 | Direct |
Footnotes
F1: Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares.
F2: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $22.43-$29.76 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2011.
F3: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $22.43-$29.76 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2011.
F4: Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
F5: Option previously reported as covering 20,000 shares @$26.61 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03 and 12/15/04.
F6: Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
F7: Option previously reported as covering 1,063.25 shares @$25.39 per share, adjusted to reflect 10% stock dividends effective 12/15/03 and 12/15/04.
F8: Option previously reported as covering 2,500 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04.
F9: Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
F10: Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).