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COMMUNITY TRUST BANCORP INC /KY/ Director's Dealing 2012

Feb 13, 2012

32223_dirs_2012-02-13_513ffdfd-736b-4972-92b8-8205e18ba31e.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: COMMUNITY TRUST BANCORP INC /KY/ (CTBI)
CIK: 0000350852
Period of Report: 2012-02-13

Reporting Person: SPARKMAN RICKY D (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-01-03 Common Stock J 48.4059 $29.76 Acquired 4771.5562 Direct
2011-04-01 Common Stock J 73.7145 $27.6 Acquired 6744.2707 Direct
2011-07-01 Common Stock J 73.2028 $28.1 Acquired 6817.4735 Direct
2011-10-03 Common Stock J 94.2229 $22.43 Acquired 6911.6964 Direct
2011-12-31 Common Stock J 471.478 Acquired 4128.5982 Indirect
2011-12-31 Common Stock J 268.9486 Acquired 3669.4014 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1400 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option $19.992 2012-10-22 Common Stock (20120) 20120 Direct
Option $20.983 2013-01-17 Common Stock (1286.5) 21406.5 Direct
Option $20.983 2013-01-17 Common Stock (1286.5) 22693 Direct
Option $27.109 2014-01-27 Common Stock (2750) 25443 Direct
Option $30.88 2015-01-28 Common Stock (991) 26434 Direct
Option $30.88 2015-01-28 Common Stock (991) 27425 Direct
Option $30.88 2015-01-28 Common Stock (991) 28416 Direct
Option $30.88 2015-01-28 Common Stock (991) 29407 Direct
Option $32.44 2016-01-27 Common Stock (1001.75) 30408.75 Direct
Option $32.44 2016-01-27 Common Stock (1001.75) 31410.5 Direct
Option $32.44 2016-01-27 Common Stock (1001.75) 32412.25 Direct
Option $32.44 2016-01-27 Common Stock (1001.75) 33414 Direct
Option $38.95 2017-01-23 Common Stock (1123.25) 34537.25 Direct
Option $38.95 2017-01-23 Common Stock (1123.25) 35660.5 Direct
Option $38.95 2017-01-23 Common Stock (1123.25) 36783.75 Direct
Option $38.95 2017-01-23 Common Stock (1123.25) 37907 Direct
Option $28.32 2018-01-29 Common Stock (3750) 41657 Direct

Footnotes

F1: Community Trust Bancorp, Inc. Dividend Reinvestment Plan Shares.

F2: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. Employee Stock Ownership Plan at a price range of $22.43-$29.76 per share in transactions that were exempt from Section 16(b) by virtue of old rule 16a-8(b). The information reported herein is based on plan statement dated December 31, 2011.

F3: These shares were acquired during the fiscal year under the Community Trust Bancorp, Inc. 401(k) Plan at a price range of $22.43-$29.76 per share in transactions that were exempt by virtue of old rule 16a-8(b) and new Rule 16b-3(d) (2). The information reported herein is based on plan statement dated December 31, 2011.

F4: Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).

F5: Option previously reported as covering 20,000 shares @$26.61 per share, adjusted to reflect 10% stock dividends effective 12/15/02, 12/15/03 and 12/15/04.

F6: Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).

F7: Option previously reported as covering 1,063.25 shares @$25.39 per share, adjusted to reflect 10% stock dividends effective 12/15/03 and 12/15/04.

F8: Option previously reported as covering 2,500 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04.

F9: Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).

F10: Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).