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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2021
Feb 22, 2021
31347_dirs_2021-02-22_5b6fb5ab-5cd5-41b0-b3d8-68ae02e2ef2e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2021-02-17
Reporting Person: Lemchak Joseph Jonathon (SVP, Chief Investment Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1789 | Direct |
| Common Stock | 3163.9034 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $38.02 | 2026-03-16 | Common Stock (793) | Direct | |
| Stock Option | $57.12 | 2027-03-15 | Common Stock (925) | Direct | |
| Stock Option | $59.41 | 2029-03-20 | Common Stock (1812) | Direct | |
| Stock Option | $51.64 | 2030-03-17 | Common Stock (3007) | Direct | |
| Stock Option | $55.92 | 2028-03-20 | Common Stock (1456) | Direct |
Footnotes
F1: The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement.
F2: The option vests ratably on March 16, 2017, 2018, 2019, 2020 and 2021.
F3: The option vests ratably on March 15, 2018, 2019, 2020, 2021 and 2022.
F4: The option vests ratably on March 20, 2020, 2021, 2022, 2023 and 2024.
F5: The option vests ratably on March 17, 2021, 2022, 2023, 2024 and 2025.
F6: The option vests ratably on March 20, 2019, 2020, 2021, 2022 and 2023.