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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2020
Mar 19, 2020
31347_dirs_2020-03-19_a4c0d054-964a-4e20-9b98-311179f311d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2020-03-17
Reporting Person: Bolus Mark J. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-17 | Phantom Stock (Deferred Stock Units) | $ | A | 667 | Acquired | Common Stock (667) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 78010.483 | Direct |
| Common Stock | 6732.126 | Indirect |
| Common Stock | 4916.852 | Indirect |
| Common Stock | 4916.852 | Indirect |
| Common Stock | 4916.852 | Indirect |
| Common Stock | 4916.852 | Indirect |
| Common Stock | 207.633 | Indirect |
| Common Stock | 207.633 | Indirect |
| Common Stock | 209.196 | Indirect |
| Common Stock | 209.196 | Indirect |
Footnotes
F1: Includes 1,419.9957 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: Includes 164.666 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F3: Includes 120.315 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F4: Includes 5.123 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F5: Includes 6.686 shares acquired pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F6: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.