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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2018
Mar 22, 2018
31347_dirs_2018-03-22_7347b14a-bd7b-4600-af08-b74836d8a8c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2018-03-20
Reporting Person: STICKELS ERIC (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-20 | Phantom Stock (Deferred Stock Units) | $ | A | 611 | Acquired | Common Stock (611) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11345 | Direct |
| Common Stock | 1730 | Indirect |
| Common Stock | 40222.0366 | Indirect |
| Common Stock | 8266.4239 | Indirect |
Footnotes
F1: The number of share reported herein were acquired pursuant to Community Bank System, Inc.'s 401(K) Plan and are based on a current plan statement.
F2: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.
F3: Includes 10.0391 units of deferred stock acquired under the Plan's dividend reinvestment feature.