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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2018
May 31, 2018
31347_dirs_2018-05-31_e17a288e-afce-473a-b34d-c1c1b3c81354.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2018-05-21
Reporting Person: SUTARIS JOSEPH E (EVP & Chief Financial Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2774 | Direct |
| Common Stock | 1013.7966 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $29.79 | 2023-03-19 | Common Stock (3026) | Direct | |
| Stock Option | $35.36 | 2025-03-18 | Common Stock (2388) | Direct | |
| Stock Option | $37.77 | 2024-03-19 | Common Stock (2296) | Direct | |
| Stock Option | $38.02 | 2026-03-16 | Common Stock (2576) | Direct | |
| Stock Option | $55.92 | 2028-03-20 | Common Stock (1559) | Direct | |
| Stock Option | $57.12 | 2027-03-15 | Common Stock (1503) | Direct |
Footnotes
F1: The number of shares reported herein acquired pursuant to Community Bank System, Inc.'s 401(k) Plan and are based on a current plan statement.
F2: The option vested ratably on March 19, 2014, 2015, 2016, 2017 and 2018.
F3: The option vests ratably on March 18, 2016, 2017, 2018, 2019 and 2020.
F4: The option vests ratably on March 19, 2015, 2016, 2017, 2018 and 2019.
F5: The option vests ratably on March 16, 2017, 2018, 2019, 2020 and 2021.
F6: The option vests ratably on March 20, 2019, 2020, 2021, 2022 and 2023.
F7: The option vests ratably on March 15, 2018, 2019, 2020, 2021 and 2022.