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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2017
Mar 16, 2017
31347_dirs_2017-03-16_10ecd194-542a-4212-905d-e3800a6db7ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2017-03-15
Reporting Person: MICHAEL R KALLET (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-15 | Phantom Stock (Deferred Stock Units) | $ | A | 553 | Acquired | Common Stock (553) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21603 | Direct |
| Common Stock | 8759 | Indirect |
| Common Stock | 66802.639 | Indirect |
| Common Stock | 5606 | Indirect |
| Common Stock | 1988 | Indirect |
Footnotes
F1: Includes 6,208.0662 shares acquired pursuant to the 401(k) Plan's dividend reinvestment feature.
F2: The Oneida Financial Corp. Employee Stock Ownership Plan and the Oneida Financial Corp. 401(k) Plan were merged with the Community Bank System, Inc. 401(k) Plan.
F3: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.