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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2015
Mar 20, 2015
31347_dirs_2015-03-20_c07a38fa-15a1-4e18-a4b6-d518fd75babc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2015-03-18
Reporting Person: Bolus Mark J. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-18 | Stock Option | $35.36 | A | 1969 | Acquired | 2025-03-18 | Common Stock (1969) | Direct |
| 2015-03-18 | Phantom Stock (Deferred Stock Units) | $ | A | 425 | Acquired | Common Stock (425) | Direct | |
| 2015-03-19 | Phantom Stock (Deferred Compensation) | $ | A | 436.6197 | Acquired | Common Stock (436.6197) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62138.197 | Direct |
| Common Stock | 5931.632 | Indirect |
| Common Stock | 184.21 | Indirect |
| Common Stock | 184.21 | Indirect |
| Common Stock | 184.21 | Indirect |
| Common Stock | 184.21 | Indirect |
| Common Stock | 4296.992 | Indirect |
| Common Stock | 4296.992 | Indirect |
| Common Stock | 4296.992 | Indirect |
| Common Stock | 4296.992 | Indirect |
Footnotes
F1: Includes 497.121 shares acquired on January 9, 2015 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: Includes 47.94 shares acquired on January 9, 2015 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F3: Includes 1.488 shares acquired on January 9, 2015 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F4: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.
F5: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
F6: Includes 28.5001 units acquired on January 9, 2015 pursuant to the Deferred Compensation Plan's dividend reinvestment feature.