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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2015
Mar 20, 2015
31347_dirs_2015-03-20_3daa2ee7-2252-4b51-9f3d-573764d5e1b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2015-03-18
Reporting Person: Mucenski Edward S. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-18 | Phantom Stock (Deferred Stock Units) | $ | A | 850 | Acquired | Common Stock (850) | Direct | |
| 2015-03-19 | Phantom Stock (Deferred Compensation) | $ | A | 227.1127 | Acquired | Common Stock (227.1127) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2563.175 | Direct |
| Common Stock | 7082.8656 | Indirect |
| Common Stock | 1073.064 | Indirect |
Footnotes
F1: Includes 17.918, 19.163, 22.356, and 20.699 shares acquired on April 10, 2014, July 10, 2014, October 10, 2014, and January 9, 2015, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: Includes 49.512, 52.952, 61.777, and 57.198 shares acquired on April 10, 2014, July 10, 2014, October 10, 2014, and January 9, 2015, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F3: Includes 7.501, 8.022, 9.359, and 8.666 shares acquired on April 10, 2014, July 10, 2014, October 10, 2014, and January 9, 2015, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F4: The reporting person has received deferred stock units under the Community Bank System, Inc. 2014 Long-Term Incentive Plan. Each phantom stock unit which represents a deferred stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock and will be settled in common stock at a predetermined date.
F5: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
F6: Includes 53.2774 units acquired on January 9, 2015 pursuant to the Deferred Compensation Plan's dividend reinvestment feature.