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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2015
Oct 29, 2015
31347_dirs_2015-10-29_98de81e0-0a05-4d1a-96c0-9fdc236fbbc5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2015-10-27
Reporting Person: DICERBO NICHOLAS A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-10-27 | Common Stock | S | 5000 | $40.00 | Disposed | 204566.7334 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 946.922 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock (Stock Balance Plan) | $ | Common Stock (19126.34) | 19126.34 | Direct |
Footnotes
F1: Includes 973.03 shares, 890.624 shares and 920.548 shares acquired on April 10, 2015, July 10, 2015, and October 9, 2015, respectively, under the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: Includes 7.972 shares and 7.487 shares acquired on April 10, 2015 and July 10, 2015, respectively, under the Community Bank System, Inc. Dividend Reinvestment Plan.
F3: Each phantom stock unit is the economic equivalent of one share of Community Bank System, Inc. common stock. Phantom Stock (Stock Balance Plan) may be settled upon the later of the reporting person's attainment of age 55 or termination of service on Community Bank System, Inc.'s Board of Directors.
F4: Includes 431.5248 units and 399.8218 acquired on April 10, 2015 and July 10, 2015, respectively, pursuant to the Deferred Compensation Plan's dividend reinvestment feature.