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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2015
Nov 10, 2015
31347_dirs_2015-11-10_18a1082d-0eab-4c9a-8aba-d4d64640fba5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2015-11-09
Reporting Person: DONAHUE BRIAN D (Chief Banking Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Common Stock | M | 3967 | $22.94 | Acquired | 37726 | Direct |
| 2015-11-09 | Common Stock | M | 2033 | $22.94 | Acquired | 39759 | Direct |
| 2015-11-09 | Common Stock | S | 6000 | $42.572 | Disposed | 33759 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-09 | Stock Option | $22.94 | M | 3967 | Disposed | 2017-01-17 | Common Stock (3967) | Direct |
| 2015-11-09 | Stock Option | $22.94 | M | 2033 | Disposed | 2017-01-17 | Common Stock (2033) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6885.4579 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.36 to $42.75, inclusive. The reporting person undertakes to provide Community Bank System, Inc., any security holder of Community Bank System, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The option vested ratably on January 17, 2008, 2009, 2010, 2011, and 2012.