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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2014
Oct 24, 2014
31347_dirs_2014-10-24_5931be47-8837-48ea-a2da-db84bc4fe746.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2014-10-23
Reporting Person: DICERBO NICHOLAS A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-23 | Phantom Stock (Deferred Compensation) | $ | A | 106.4736 | Acquired | Common Stock (106.4736) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 135641.7964 | Direct |
| Common Stock | 107655.7876 | Indirect |
| Common Stock | 915.536 | Indirect |
Footnotes
F1: Includes 636.493 shares acquired on October 10, 2014 under the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: Includes 939.146 shares acquired on October 10, 2014 under the Community Bank System, Inc. Dividend Reinvestment Plan.
F3: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.
F4: Includes 433.0265 units of phantom stock acquired on October 10, 2014 under the Deferred Compensation Plan's dividend reinvestment feature.