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COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2014
Aug 29, 2014
31347_dirs_2014-08-29_d7bcf039-c609-4e00-8641-3dafefcbb305.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2014-08-27
Reporting Person: DICERBO NICHOLAS A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-27 | Phantom Stock (Deferred Compensation) | $ | A | 70.1066 | Acquired | Common Stock (70.1066) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 138705.3034 | Direct |
| Common Stock | 106716.6416 | Indirect |
| Common Stock | 915.536 | Indirect |
Footnotes
F1: Includes 530.457 and 585.855 shares acquired on April 10, 2014 and July 10, 2014, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: Includes 773.064 and 820.562 shares acquired on April 10, 2014 and July 10, 2014, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F3: Includes 6.542 and 6.874 shares acquired on April 10, 2014 and July 10, 2014, respectively, pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F4: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.