AI assistant
COMMUNITY FINANCIAL SYSTEM, INC. — Director's Dealing 2014
Mar 21, 2014
31347_dirs_2014-03-21_13c27384-46d6-49f5-9da8-7b18105e69e1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMMUNITY BANK SYSTEM, INC. (CBU)
CIK: 0000723188
Period of Report: 2014-03-19
Reporting Person: Bolus Mark J. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-03-19 | Stock Option | $37.77 | A | 3631 | Acquired | 2024-03-19 | Common Stock (3631) | Direct |
| 2014-03-20 | Phantom Stock (Deferred Compensation) | $ | A | 306.1224 | Acquired | Common Stock (306.1224) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 59801.574 | Direct |
| Common Stock | 5744.302 | Indirect |
| Common Stock | 178.45 | Indirect |
| Common Stock | 178.45 | Indirect |
| Common Stock | 178.45 | Indirect |
| Common Stock | 178.45 | Indirect |
| Common Stock | 4195.141 | Indirect |
| Common Stock | 4195.141 | Indirect |
| Common Stock | 4195.141 | Indirect |
| Common Stock | 4195.141 | Indirect |
Footnotes
F1: Includes 852.4424 shares acquired on January 10, 2014 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F2: Includes 40.639 shares acquired on January 10, 2014 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F3: Includes 3.144 shares acquired on January 10, 2014 pursuant to the Community Bank System, Inc. Dividend Reinvestment Plan.
F4: Each unit of phantom stock is the economic equivalent of one share of Community Bank System, Inc. common stock. The units of phantom stock relating to the Deferred Compensation Plan will be settled in Community Bank System, Inc. common stock at future dates selected by the reporting person.