AI assistant
CommScope Holding Company, Inc. — Director's Dealing 2021
Jan 6, 2021
31282_dirs_2021-01-06_7732c451-d5fc-423e-9ac8-9aff90048f79.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CommScope Holding Company, Inc. (COMM)
CIK: 0001517228
Period of Report: 2021-01-04
Reporting Person: DRENDEL FRANK M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-04 | Common Stock | M | 404089 | $5.74 | Acquired | 2723976 | Direct |
| 2021-01-04 | Common Stock | S | 404089 | $13.0412 | Disposed | 2319887 | Direct |
| 2021-01-05 | Common Stock | M | 235589 | $5.74 | Acquired | 2555476 | Direct |
| 2021-01-05 | Common Stock | S | 235589 | $13.1007 | Disposed | 2319887 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-04 | Stock Option (Right to Buy) | $5.74 | M | 404089 | Disposed | 2021-01-26 | Common Stock (404089) | Direct |
| 2021-01-05 | Stock Option (Right to Buy) | $5.74 | M | 235589 | Disposed | 2021-01-26 | Common Stock (235589) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28350 | Indirect |
| Common Stock | 28350 | Indirect |
| Common Stock | 28350 | Indirect |
| Common Stock | 15750 | Indirect |
| Common Stock | 117580 | Indirect |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2019.
F2: As previously reported, includes 3,246 restricted
stock units that were granted on 03/01/2018 and will vest on 03/01/2021, subject to the reporting person's continued service with the issuer.
F3: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $12.87 to $13.46 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
F4: The price shown is the weighted average price of the shares sold in this transaction. The price range for this transaction is $12.97 to $13.29 The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.