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CommScope Holding Company, Inc. — Director's Dealing 2021
Dec 3, 2021
31282_dirs_2021-12-03_e3a4d87c-f8a8-4d69-913a-895b56dfad93.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CommScope Holding Company, Inc. (COMM)
CIK: 0001517228
Period of Report: 2021-12-01
Reporting Person: Carlson John R. (SVP & Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 16000 | $0.00 | Acquired | 96000 | Direct |
| 2021-12-01 | Common Stock | F | 12843 | $10.03 | Disposed | 83157 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Performance Share Units | $0.00 | M | 16000 | Disposed | 2024-12-01 | Common Stock (16000) | Direct |
Footnotes
F1: On December 1, 2020, the reporting person was granted 160,000 performance share units, which vest upon the achievement of certain hurdles
relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment with the issuer,
over the four-year period from 12/01/2020 to 12/01/2024. On March 31, 2021, the $15.00 stock price hurdle was achieved and, on December 1,
2021, the continued employment requirement was met, resulting in vesting of 16,000 performance share units.
F2: As previously reported, includes 53,334 restricted stock units that were granted on 12/01/2020 and will vest in equal installments on 12/01/2022
and 12/01/2023, subject to the reporting person's continued employment with the issuer.
F3: Each performance share unit reflects the right to receive one share of common stock. The performance share units vest upon the achievement of
certain hurdles relating to the issuer's stock price ranging from a low of $15 to a high of $40, and the reporting person's continued employment
with the issuer, over the four-year period from 12/01/2020 to 12/01/2024.