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CommScope Holding Company, Inc. — Director's Dealing 2015
Apr 2, 2015
31282_dirs_2015-04-02_9caf60e2-c3d8-48b7-9443-9eedbf6a3585.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CommScope Holding Company, Inc. (COMM)
CIK: 0001517228
Period of Report: 2015-04-01
Reporting Person: Karlsson Peter U (SVP of CommScope, Inc.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-01 | Common Stock | M | 7500 | $5.74 | Acquired | 15302 | Direct |
| 2015-04-01 | Common Stock | S | 7500 | $28.4664 | Disposed | 7802 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-01 | Stock Option (Right to Buy) | $5.74 | M | 7500 | Disposed | 2021-01-26 | Common Stock (7500) | Direct |
Footnotes
F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2014.
F2: As previously reported, includes 7,802 restricted stock units that were granted on 02/24/2015 and will vest in three equal installments on 02/24/2016, 02/24/2017, and 02/24/2018, subject to the reporting person's continued employment with the issuer.
F3: The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $28.29 to $28.60. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.
F4: Includes 26,505 unvested options that vest on 01/14/16, subject to the reporting person's continued service on each vesting date. Per SEC guidance, excludes 26,505 unvested options that are subject to performance-based vesting conditions.