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CommScope Holding Company, Inc. Director's Dealing 2015

Apr 2, 2015

31282_dirs_2015-04-02_9caf60e2-c3d8-48b7-9443-9eedbf6a3585.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CommScope Holding Company, Inc. (COMM)
CIK: 0001517228
Period of Report: 2015-04-01

Reporting Person: Karlsson Peter U (SVP of CommScope, Inc.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-04-01 Common Stock M 7500 $5.74 Acquired 15302 Direct
2015-04-01 Common Stock S 7500 $28.4664 Disposed 7802 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-04-01 Stock Option (Right to Buy) $5.74 M 7500 Disposed 2021-01-26 Common Stock (7500) Direct

Footnotes

F1: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2014.

F2: As previously reported, includes 7,802 restricted stock units that were granted on 02/24/2015 and will vest in three equal installments on 02/24/2016, 02/24/2017, and 02/24/2018, subject to the reporting person's continued employment with the issuer.

F3: The price shown is the weighted average prices of the shares sold in this transaction. The price range for this transaction is $28.29 to $28.60. The reporting person undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price for this transaction.

F4: Includes 26,505 unvested options that vest on 01/14/16, subject to the reporting person's continued service on each vesting date. Per SEC guidance, excludes 26,505 unvested options that are subject to performance-based vesting conditions.