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Commerce.com, Inc. — Director's Dealing 2021
Jun 3, 2021
33019_dirs_2021-06-02_a4acac59-d9de-468b-a2dc-1b603f197a75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BigCommerce Holdings, Inc. (BIGC)
CIK: 0001626450
Period of Report: 2021-05-28
Reporting Person: Alvarez Robert (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-28 | Series 1 Common Stock | S | 10742.00 | $55.4644 | Disposed | 134455.00 | Direct |
| 2021-05-28 | Series 1 Common Stock | M | 20000.00 | $0.39 | Acquired | 154455.00 | Direct |
| 2021-05-28 | Series 1 Common Stock | S | 7202.00 | $54.6168 | Disposed | 147253.00 | Direct |
| 2021-05-28 | Series 1 Common Stock | S | 7284.00 | $55.6811 | Disposed | 139969.00 | Direct |
| 2021-05-28 | Series 1 Common Stock | S | 4748.00 | $56.5975 | Disposed | 135221.00 | Direct |
| 2021-05-28 | Series 1 Common Stock | S | 766.00 | $57.4073 | Disposed | 134455.00 | Direct |
| 2021-05-28 | Series 1 Common Stock | S | 17045.00 | $56.57 | Disposed | 117410.00 | Direct |
| 2021-05-28 | Series 1 Common Stock | S | 1100.00 | $57.1691 | Disposed | 116310.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-28 | Incentive Stock Option (Right to Buy) | $0.39 | M | 20000.00 | Disposed | 2022-06-22 | Series 1 Common Stock (20000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Series 1 Common Stock | 185185.00 | Indirect |
| Series 1 Common Stock | 59240.00 | Indirect |
Footnotes
F1: Reflects units sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of RSUs granted on May 27, 2020. The sale was to satisfy tax withholding obligations to be funded by a mandatory "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
F10: Option was immediately exercisable on the date of grant.
F2: The stock option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2020.
F3: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2020.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.18 to $55.1799, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 4 to this Form 4.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.20 to $56.1999, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 5 to this Form 4.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.23 to $57.2299, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 6 to this Form 4.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.23 to $58.2299, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 7 to this Form 4.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.05 to $57.0499, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 8 to this Form 4.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.14 to $58.1399, inclusive. The reporting person undertakes to provide to BigCommerce Holdings, Inc., any security holder of BigCommerce Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price with the ranges set forth in Footnote 9 to this Form 4.