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COMET RIDGE LIMITED — Director's Dealing 2023
Nov 23, 2023
64686_rns_2023-11-23_d30bade7-42d7-4276-b871-45bc0f01e832.pdf
Director's Dealing
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Appendix 3Y Change of Director’s Interest Notice
Rule 3.19A.2
Appendix 3Y
Change of Director’s Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX’s property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity COMET RIDGE LIMITED ABN 47 106 092 577
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | TOR MCCAUL |
|---|---|
| Date of last notice | 5 July 2023 |
Part 1 - Change of director’s relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of “notifiable interest of a director” should be disclosed in this part.
Direct or indirect interest Direct and Indirect Nature of indirect interest (including registered holder) Tor Raymond McCaul Note: Provide details of the circumstances giving rise to the relevant interest. Tor and Trudy McCaul Pty Ltd Trudy Jasmine McCaul is the spouse of the Director Date of change 24 November 2023
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 1
Appendix 3Y Change of Director’s Interest Notice
MCCAUL S/F A/C>: 2,160,000 Ordinary| No. of securities held prior to change | Trudy J McCaul: 832,106 Ordinary shares Tor McCaul: 6,389,507 Ordinary Shares. Tor and Trudy McCaul Pty Ltd |
|---|---|
| Class | Ordinary Shares Performance Rights |
| Number acquired. | 720,720 Ordinary Shares 1,000,000 Performance Rights |
| Number disposed | 919,280 Performance Rights |
| Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation |
Nil paid: Ordinary Shares issued on vesting of Performance Rights linked to various vesting criteria at nominal value of $0.165 per share. Valuation attributed to each performance right issued $0.103 |
- See chapter 19 for defined terms.
Appendix 3Y Page 2
01/01/2011
Appendix 3Y Change of Director’s Interest Notice
MCCAUL S/F A/C>: 2,160,000 Ordinary| No. of securities held after change | Trudy J McCaul: 832,106 Ordinary shares Tor McCaul: 7,110,227 Ordinary Shares. Tor and Trudy McCaul Pty Ltd |
|---|---|
| Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back |
Issue of 720,720 Ordinary Shares on vesting of Performance Rights. Grant of 1,000,000 Performance Rights approved by shareholders. Lapse of 919,280 Performance Rights. |
Part 2 – Change of director’s interests in contracts N/A
Note: In the case of a company, interests which come within paragraph (ii) of the definition of “notifiable interest of a director” should be disclosed in this part.
Detail of contract N/A Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change
- See chapter 19 for defined terms.
01/01/2011 Appendix 3Y Page 3
Appendix 3Y Change of Director’s Interest Notice
Part 3 –[+] Closed period
| Were the interests in the securities or contracts detailed above traded during a+closed period where prior written clearance was required? |
No |
|---|---|
| If so, was prior written clearance provided to allow the trade to proceed during this period? |
Not Applicable |
| If prior written clearance was provided, on what date was this provided? |
Not Applicable |
- See chapter 19 for defined terms.
Appendix 3Y Page 4
01/01/2011