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COMCAST CORP Regulatory Filings 2021

Jun 4, 2021

29848_rns_2021-06-04_17cdc8b3-9c0d-4647-a71b-eeaf86fa6163.zip

Regulatory Filings

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): June 2, 2021

(Exact Name of Registrant as Specified in its Charter)
Pennsylvania
(State or Other Jurisdiction of Incorporation)
001-32871 27-0000798
(Commission File Number) (IRS Employer Identification No.)
One Comcast Center
Philadelphia, PA 19103-2838
(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: ( 215 ) 286-1700

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act: — Title of Each Class Trading symbol(s) Name of Each Exchange on Which Registered
Class A Common Stock, $0.01 par value CMCSA NASDAQ Global Select Market
0.250% Notes due 2027 CMCS27 NASDAQ Global Market
1.500% Notes due 2029 CMCS29 NASDAQ Global Market
0.750% Notes due 2032 CMCS32 NASDAQ Global Market
1.875% Notes due 2036 CMCS36 NASDAQ Global Market
1.250% Notes due 2040 CMCS40 NASDAQ Global Market
9.455% Guaranteed Notes due 2022 CMCSA/22 New York Stock Exchange
5.50% Notes due 2029 CCGBP29 New York Stock Exchange
2.0% Exchangeable Subordinated Debentures due 2029 CCZ New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07. Submission of Matters to a Vote of Security Holders.

(a) At the annual meeting, our shareholders approved, or did not approve, the following proposals.

(b) The number of votes cast for and against (or withheld) and the number of abstentions and broker non-votes with respect to each such proposal, as described in detail in Comcast Corporation’s definitive proxy statement dated April 23, 2021, are set forth below.

(1) All of the director nominees named in the proxy statement were elected to serve as directors for one-year terms.

Director For Withheld Broker Non-Votes
Kenneth J. Bacon 323,482,887 46,984,893 20,884,491
Madeline S. Bell 369,299,624 1,168,156 20,884,491
Naomi M. Bergman 369,665,534 802,246 20,884,491
Edward D. Breen 297,502,989 72,964,791 20,884,491
Gerald L. Hassell 363,728,099 6,739,681 20,884,491
Jeffrey A. Honickman 359,012,264 11,455,516 20,884,491
Maritza G. Montiel 365,607,561 4,860,219 20,884,491
Asuka Nakahara 368,890,197 1,577,583 20,884,491
David C. Novak 367,989,880 2,477,900 20,884,491
Brian L. Roberts 357,631,620 12,836,160 20,884,491

(2) The advisory vote on our executive compensation, as described in the proxy statement, was approved.

For Against Abstain Broker Non-Votes
324,029,837 45,561,515 876,426 20,884,493

(3) The appointment of Deloitte & Touche LLP as our independent auditors for the 2021 fiscal year, as described in the proxy statement, was ratified.

For Against Abstain Broker Non-Votes
381,994,519 9,193,157 164,595 N/A

(4) A shareholder proposal to conduct an independent investigation and report on risks posed by failing to prevent sexual harassment, as described in the proxy statement, was not approved.

For Against Abstain Broker Non-Votes
80,857,397 286,578,651 3,031,730 20,884,493

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

COMCAST CORPORATION — By: /s/ Thomas J. Reid
Name: Thomas J. Reid
Title: Chief Legal Officer and Secretary