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COMCAST CORP — Director's Dealing 2020
Apr 20, 2020
29848_dirs_2020-04-20_c079a82d-8ba2-4b39-884b-7ac8ee530078.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PELOTON INTERACTIVE, INC. (PTON)
CIK: 0001639825
Period of Report: 2020-04-16
Reporting Person: COMCAST CORP (10% Owner)
Reporting Person: NBCUniversal, LLC (10% Owner)
Reporting Person: NBCUniversal Media, LLC (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-16 | Class A Common Stock | C | 10340864 | — | Acquired | 10340864 | Indirect |
| 2020-04-16 | Class A Common Stock | S | 5200000 | $34.21 | Disposed | 5140864 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-04-16 | Class B Common Stock | $ | C | 10340864 | Disposed | Class A Common Stock (10340864) | Indirect |
Footnotes
F1: Reflects the conversion by Comcast Corporation of shares of Class B common stock into shares of Class A common stock on a one-for-one basis.
F2: Each share of Class B common stock is convertible at any time at the option of Comcast Corporation into one share of Class A common stock. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain events specified in the Issuer's sixth amended and restated certificate of incorporation. Subject to such automatic conversion, the shares of Class B common stock have no expiration date.
F3: NBCUniversal Media, LLC is a wholly owned subsidiary of NBCUniversal, LLC; Comcast Corporation owns 100% of NBCUniversal, LLC's common equity (through wholly owned subsidiaries). Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.