AI assistant
COMCAST CORP — Director's Dealing 2018
Sep 20, 2018
29848_dirs_2018-09-20_34059ae7-f3b0-4800-b818-fbaa0008570f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMCAST CORP (CMCSA)
CIK: 0001166691
Period of Report: 2018-09-18
Reporting Person: ROBERTS BRIAN L (Director, Chairman of Board, Pres. & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-18 | Class A Common Stock | J | 216343 | — | Acquired | 13712646 | Indirect |
| 2018-09-18 | Class A Common Stock | J | 216343 | — | Disposed | 13712646 | Indirect |
| 2018-09-18 | Class A Common Stock | J | 751869 | — | Acquired | 13712646 | Indirect |
| 2018-09-18 | Class A Common Stock | J | 751869 | — | Disposed | 13712646 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-18 | Class B Common Stock | $ | J | 216343 | Acquired | Class A Common Stock (9039663) | Indirect | |
| 2018-09-18 | Class B Common Stock | $ | J | 216343 | Disposed | Class A Common Stock (9039663) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 2660079 | Direct |
| Class A Common Stock | 8127490 | Indirect |
| Class A Common Stock | 480 | Indirect |
| Class A Common Stock | 286044 | Indirect |
Footnotes
F1: Reflects distributions by grantor retained annuity trusts (GRATs) established by the Reporting Person to certain family trusts of a 2.39% interest in a limited liability company controlled by the Reporting Person, which conveyed to the family trusts an indirect interest in (i) 216,343 shares of Class A Common Stock and (ii) 216,343 shares of Class B Common Stock.
F2: Reflects distributions by GRATs established by the Reporting Person to certain family trusts of a 5.48% interest in a limited liability company controlled by the Reporting Person, which conveyed to the family trusts an indirect interest in 751,869 shares of Class A Common Stock.
F3: Reflects a prorata distribution of shares of Class A Common Stock by a limited liability company controlled by the Reporting Person to the Reporting Person and certain family trusts.
F4: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.