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COMCAST CORP — Director's Dealing 2017
Apr 7, 2017
29848_dirs_2017-04-07_7000ff36-0019-44a3-81f3-e847f94e0751.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: COMCAST CORP (CMCSA)
CIK: 0001166691
Period of Report: 2017-04-01
Reporting Person: WATSON DAVID N (Sr. EVP)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 641241.8660 | Direct |
| Class A Common Stock | 5328.0000 | Indirect |
| Class A Common Stock | 140.0000 | Indirect |
| Class A Common Stock | 135160.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option to Purchase | $7.2700 | 2019-03-26 | Class A Common Stock (428000.0000) | Direct | |
| Option to Purchase | $9.1700 | 2020-03-25 | Class A Common Stock (470000.0000) | Direct | |
| Option to Purchase | $9.4900 | 2018-03-27 | Class A Common Stock (302000.0000) | Direct | |
| Option to Purchase | $12.5100 | 2021-03-24 | Class A Common Stock (330000.0000) | Direct | |
| Option to Purchase | $12.6300 | 2021-02-24 | Class A Common Stock (79314.0000) | Direct | |
| Option to Purchase | $14.9950 | 2022-03-22 | Class A Common Stock (310000.0000) | Direct | |
| Option to Purchase | $20.6100 | 2023-03-21 | Class A Common Stock (284400.0000) | Direct | |
| Option to Purchase | $25.0000 | 2024-03-20 | Class A Common Stock (225600.0000) | Direct | |
| Option to Purchase | $29.7250 | 2025-03-19 | Class A Common Stock (212400.0000) | Direct | |
| Option to Purchase | $29.8800 | 2026-03-17 | Class A Common Stock (218600.0000) | Direct | |
| Option to Purchase | $37.4600 | 2027-03-16 | Class A Common Stock (179500.0000) | Direct | |
| Restricted Stock Units | $0.0000 | Class A Common Stock (196660.0000) | Direct |
Footnotes
F1: The options were granted on March 27, 2009 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F2: The options were granted on March 26, 2010 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F3: The options were granted on March 28, 2008 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F4: The options were granted on March 25, 2011 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F5: The options are immediately exercisable.
F6: The options were granted on March 23, 2012 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F7: The options were granted on March 22, 2013 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F8: The options were granted on March 21, 2014 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F9: The options were granted on March 20, 2015 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F10: The options were granted on March 18, 2016 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F11: The options were granted on March 17, 2017 and become exercisable as follows: 30% becomes exercisable on the 2nd anniversary of the date of grant; an additional 15% on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F12: The restricted stock units vest in installments of 15%, 15%, 15%, 15% and 40% on the 13th-month, 2nd, 3rd, 4th and 5th anniversaries of the date of grant. The original dates of grant are August 10, 2012, March 22, 2013, March 21, 2014, March 20, 2015, March 18, 2016 and March 17, 2017.
F13: Each restricted stock unit represents a contigent right to receive one share of Class A Common Stock.