AI assistant
COMCAST CORP — Director's Dealing 2017
Jun 15, 2017
29848_dirs_2017-06-15_1f63b3fb-96d5-4f5c-86bf-7bcba5441f23.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMCAST CORP (CMCSA)
CIK: 0001166691
Period of Report: 2017-06-13
Reporting Person: ROBERTS BRIAN L (Director, Chairman of Board, Pres. & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-13 | Class A Common Stock | J | 1289214 | — | Acquired | 22752309 | Indirect |
| 2017-06-13 | Class A Common Stock | J | 1289214 | — | Disposed | 22752309 | Indirect |
| 2017-06-13 | Class A Common Stock | J | 2693337 | — | Acquired | 22752309 | Indirect |
| 2017-06-13 | Class A Common Stock | J | 2693337 | — | Disposed | 22752309 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-13 | Class B Common Stock | $ | J | 1289214 | Acquired | Class A Common Stock (9039663) | Indirect | |
| 2017-06-13 | Class B Common Stock | $ | J | 1289214 | Disposed | Class A Common Stock (9039663) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 911818 | Direct |
| Class A Common Stock | 1195090 | Indirect |
| Class A Common Stock | 480 | Indirect |
| Class A Common Stock | 551044 | Indirect |
Footnotes
F1: Reflects distributions by grantor retained annuity trusts (GRATs) established by the Reporting Person to certain family trusts of a 14.26% interest in a limited liability company controlled by the Reporting Person, which conveyed to the family trusts an indirect interest in (i) 1,289,214 shares of Class A Common Stock and (ii) 1,289,214 shares of Class B Common Stock.
F2: Reflects distributions by GRATs established by the Reporting Person to certain family trusts of a 19.64% interest in a limited liability company controlled by the Reporting Person, which conveyed to the family trusts an indirect interest in 2,693,337 shares of Class A Common Stock.
F3: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock.