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COMCAST CORP — Director's Dealing 2012
Aug 22, 2012
29848_dirs_2012-08-22_94ba5db8-daad-4022-9472-eed6be0204d9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: COMCAST CORP (CMCSA)
CIK: 0001166691
Period of Report: 2012-08-20
Reporting Person: BLOCK ARTHUR R (SVP, GC and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-20 | Class A Common Stock | M | 50550.0000 | $25.4400 | Acquired | 79386.0000 | Direct |
| 2012-08-20 | Class A Common Stock | M | 42540.0000 | $18.3400 | Acquired | 121926.0000 | Direct |
| 2012-08-20 | Class A Common Stock | M | 21150.0000 | $14.5400 | Acquired | 143076.0000 | Direct |
| 2012-08-20 | Class A Common Stock | M | 14850.0000 | $18.9800 | Acquired | 157926.0000 | Direct |
| 2012-08-20 | Class A Common Stock | M | 7500.0000 | $19.9200 | Acquired | 165426.0000 | Direct |
| 2012-08-20 | Class A Common Stock | M | 5625.0000 | $18.0800 | Acquired | 171051.0000 | Direct |
| 2012-08-20 | Class A Common Stock | F | 4048.0000 | $34.0200 | Disposed | 167003.0000 | Direct |
| 2012-08-20 | Class A Common Stock | F | 5639.0000 | $34.0200 | Disposed | 161364.0000 | Direct |
| 2012-08-20 | Class A Common Stock | F | 10919.0000 | $34.0200 | Disposed | 150445.0000 | Direct |
| 2012-08-20 | Class A Common Stock | F | 13898.0000 | $34.0200 | Disposed | 136547.0000 | Direct |
| 2012-08-20 | Class A Common Stock | F | 30798.0000 | $34.0200 | Disposed | 105749.0000 | Direct |
| 2012-08-20 | Class A Common Stock | F | 42916.0000 | $34.0200 | Disposed | 62833.0000 | Direct |
| 2012-08-20 | Class A Special Common Stock | M | 5625.0000 | $15.8933 | Acquired | 40220.0000 | Direct |
| 2012-08-20 | Class A Special Common Stock | S | 15110.0000 | $33.1172 | Disposed | 25110.0000 | Direct |
| 2012-08-20 | Class A Special Common Stock | G | 787.0000 | $0.0000 | Acquired | 9878.0000 | Indirect |
| 2012-08-20 | Class A Special Common Stock | G | 787.0000 | $0.0000 | Acquired | 10115.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-08-20 | Option to Purchase | $18.0800 | M | 5625.0000 | Disposed | 2013-02-25 | Class A Common Stock (5625.0000) | Direct |
| 2012-08-20 | Option to Purchase | $19.9200 | M | 7500.0000 | Disposed | 2014-03-07 | Class A Common Stock (7500.0000) | Direct |
| 2012-08-20 | Option to Purchase | $18.3400 | M | 42540.0000 | Disposed | 2020-03-25 | Class A Common Stock (42540.0000) | Direct |
| 2012-08-20 | Option to Purchase | $25.4400 | M | 50550.0000 | Disposed | 2017-03-15 | Class A Common Stock (50550.0000) | Direct |
| 2012-08-20 | Option to Purchase | $14.5400 | M | 21150.0000 | Disposed | 2019-03-26 | Class A Common Stock (21150.0000) | Direct |
| 2012-08-20 | Option to Purchase | $18.9800 | M | 14850.0000 | Disposed | 2018-03-27 | Class A Common Stock (14850.0000) | Direct |
| 2012-08-20 | Option to Purchase | $15.8933 | M | 5625.0000 | Disposed | 2012-10-26 | Class A Special Common Stock (5625.0000) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $33.10 to $33.14. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2: The date of grant was February 26, 2003 and the shares vest as follows: 32.5% vests on the 2nd anniversary of the date of grant, an additional 16.25% vests on each of the 3rd, 4th and 5th anniversaries of the date of grant, and an additional 3.75% vests on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F3: As to 50% of the shares subject to this option, the shares vest in installments of 40%, 20%, 20% and 20% on the 2nd, 3rd,4th and 5th anniversaries of the date of grant, respectively; and as to the other 50% of the shares subject to this option, the shares vest in installments of 20%, 10%, 10%, 10%, 10%, 10%, 10%, 10% and 10% on the 2nd, 3rd, 4th, 5th, 6th, 7th, 8th, 9th, and 9.5th anniversaries of the date of grant, respectively.
F4: The date of grant was March 26, 2010, and the shares vest as follows: 30% vests on the 2nd anniversary of the date of grant, an additional 15% vests on each of the 3rd, 4th and 5th anniversaries of the date of grant, and an additional 5% vests on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F5: The date of grant was March 16, 2007, and the shares vest as follows: 30% vests on the 2nd anniversary of the date of grant; an additional 15% vests on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% vests on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F6: The date of grant was March 27, 2009, and the shares vest as follows: 30% vests on the 2nd anniversary of the date of grant; an additional 15% vests on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% vests on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F7: The date of grant was March 28, 2008, and the shares vest as follows: 30% vests on the 2nd anniversary of the date of grant; an additional 15% vests on each of the 3rd, 4th and 5th anniversaries of the date of grant; and an additional 5% vests on each of the 6th, 7th, 8th, 9th and 9.5th anniversaries of the date of grant.
F8: The date of grant was October 28, 2002 and the shares vest as follows: 100% on the 9.5th anniversary of the date of grant.